Securities Litigation Cases

50 cases
Case Date State Info
Finch, Aaron V M 360 Cre Income Fund Lp
2026-02-19 Florida
2026-02-19 Florida
Nicoletta, Robert J V Psycheceutical Inc
2025-08-15 Florida
2025-08-15 Florida
Hemmer, Jerry V Marx, Amy Leanne
2025-05-23 Florida
2025-05-23 Florida
Tressler, Andrew J V Financial Industry Regulatory Authority Inc
2025-04-18 Florida
2025-04-18 Florida
Newblatt, Robert V Himelfarb, Robert
2025-03-14 Florida
2025-03-14 Florida
Forest Oaks Community Development District V State Of Florida
2025-02-03 Florida
2025-02-03 Florida
Wells Fargo Clearing Services Llc V Financial Industry Regulatory Authority Inc
2025-01-28 Florida
2025-01-28 Florida
Ross, Grady V The State Of Florida
2025-01-17 Florida
2025-01-17 Florida
Merrill Lynch Pierce Fenner & Smith Inc V Financial Industry Regulatory Authority Inc
2025-01-07 Florida
2025-01-07 Florida
Bailey, Aileen V Hovarth, Thomas
2024-09-30 Florida
2024-09-30 Florida
Labruna, Carl J V Wells Fargo Clearing Services Llc
2024-08-16 Florida
2024-08-16 Florida
Kyboe Investments Lp V Bell, Marc
2024-07-22 Florida
2024-07-22 Florida
Norton, Christopher Todd V Aegis Capital Corp
2024-06-17 Florida
2024-06-17 Florida
Pavlakis, Peter V Charles Schwab & Co Inc
2024-05-08 Florida
2024-05-08 Florida
Jp Morgan Securities Llc V Zury, Tamir
2024-04-11 Florida
2024-04-11 Florida
Rost, John V Textor, John
2024-04-05 Florida
2024-04-05 Florida
Bdl Leasing Inc V The Smile Store Holding Company Llc
2024-03-28 Florida
2024-03-28 Florida
Schechter, Juda Eli V Chirinsky, Eric
2024-03-27 Florida
2024-03-27 Florida
Baumhor, Michael V St George, Elaine Nancy
2024-03-21 Florida
2024-03-21 Florida
Merrill Lynch Pierce Fenner And Smith Inc V Financial Industry Regulatory Authority Inc
2024-03-18 Florida
2024-03-18 Florida
Murphy, Paul William V Calton And Associates Inc
2024-02-05 Florida
2024-02-05 Florida
Hein, Steven Ira V Kestra Investment Services Llc
2024-01-25 Florida
2024-01-25 Florida
Halem, Thelma V Tfg Financial Advisors Llc
2023-12-31 Florida
2023-12-31 Florida
Morgan Stanley Smith Barney Llc V Aronson, Emily
2023-08-22 Florida
2023-08-22 Florida
Dawson, Edward Lorne V Financial Industry Regulatory Authority Inc Finra
2023-07-24 Florida
2023-07-24 Florida
Insight Securities Inc V Deutsche Bank Securities Inc
2023-07-13 Florida
2023-07-13 Florida
Chance, Chad Braden V Financial Industry Regulatory Authority Inc
2023-06-29 Florida
2023-06-29 Florida
Krich, Henry V Wells Fargo Clearing Services Llc
2023-06-27 Florida
2023-06-27 Florida
Levar, Jonathan Michael V Financial Industry Regulatory Authority Inc (finra)
2023-06-26 Florida
2023-06-26 Florida
Clark, Samuel Cabot V Financial Industry Regulatory Authority Inc (finra)
2023-06-12 Florida
2023-06-12 Florida
Roberson, James W Iii V Jones, Edward
2023-06-09 Florida
2023-06-09 Florida
Lafont, Toby V Financial Industry Regulatory Authority Inc (finra)
2023-04-25 Florida
2023-04-25 Florida
Miller, John V Kovack Securities Inc
2023-04-13 Florida
2023-04-13 Florida
Johnsen, Andrew R V Financial Industry Regulatory Authority
2023-03-19 Florida
2023-03-19 Florida
Jeanfort, Keren V Td Amertirade Inc
2023-03-10 Florida
2023-03-10 Florida
Epstein, Adam F V Financial Industry Regulatory Authority Inc
2023-01-25 Florida
2023-01-25 Florida
Money Concepts Capital Corp V Plunkett, Patti Lynn
2023-01-23 Florida
2023-01-23 Florida
Mcdonald Partners Llc V Dwyer Hammon, Chrysta
2023-01-19 Florida
2023-01-19 Florida
Shreve, William B V Financial Industry Regulatory Authority Inc
2023-01-05 Florida
2023-01-05 Florida
Hoyes, Harrison C V Financial Industry Regulatory Authority Inc
2022-12-09 Florida
2022-12-09 Florida
Dworak, Jason M V Financial Industry Regulatory Authority Inc
2022-12-08 Florida
2022-12-08 Florida
Reyna, Antonio V Financial Industry Regulatory Authority Inc
2022-12-05 Florida
2022-12-05 Florida
Pharris, Gregory Lee V Financial Industry Regulatory Authority Inc
2022-11-29 Florida
2022-11-29 Florida
Kafkes, Angelo T V Wells Fargo Clearing Services Llc
2022-11-17 Florida
2022-11-17 Florida
Merrill Lynch Pierce Fenner And Smith Inc V Financial Industry Regulatory Authority Inc
2022-11-07 Florida
2022-11-07 Florida
Lorenzo, Adrian V Financial Industry Regulatory Authority Inc Finra
2022-11-02 Florida
2022-11-02 Florida
Merrill Lynch Pierce Fenner & Smith Incorporated V Financial Industry Regulatory Authority Inc
2022-10-07 Florida
2022-10-07 Florida
Preschutti, Gerald Lee Jr V Financial Industry Regulatory Authority Inc
2022-09-20 Florida
2022-09-20 Florida
Ferguson, Brent C V Financial Industry Regulatory Authority Inc
2022-09-13 Florida
2022-09-13 Florida
Raucher, Phyllis V Ecker, Michael
2022-09-09 Florida
2022-09-09 Florida